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  Now though this parable may have had extraordinary point and force during the building of the wall, it has at most only a restricted relevance for my present essay. My inquiry is purely historical; no lightning flashes any longer from the long since vanished thunderclouds, and so I may venture to seek for an explanation of the system of piecemeal construction which goes farther than the one that contented people then. The limits that my capacity for thought imposes upon me are narrow enough, but the province to be traversed here is infinite.

  Against whom was the Great Wall to serve as a protection? Against the people of the north. Now, I come from the southeast of China. No northern people can menace us there. We read of them in the books of the ancients; the cruelties they commit in accordance with their nature make us sigh in our peaceful arbors. The faithful representations of the artist show us these faces of the damned, their gaping mouths, their jaws furnished with great pointed teeth, their half-shut eyes that already seem to be seeking out the victim which their jaws will rend and devour. When our children are unruly we show them these pictures, and at once they fly weeping into our arms. But nothing more than that do we know about these northerners. We have not seen them, and if we remain in our villages we shall never see them, even if on their wild horses they should ride as hard as they can straight toward us – the land is too vast and would not let them reach us, they would end their course in the empty air.

  Why, then, since that is so, did we leave our homes, the stream with its bridges, our mothers and fathers, our weeping wives, our children who needed our care, and depart for the distant city to be trained there, while our thoughts journeyed still farther away to the wall in the north? Why? A question for the high command. Our leaders know us. They, absorbed in gigantic anxieties, know of us, know our petty pursuits, see us sitting together in our humble huts, and approve or disapprove the evening prayer which the father of the house recites in the midst of his family. And if I may be allowed to express such ideas about the high command, then I must say that in my opinion the high command has existed from old time, and was not assembled, say, like a gathering of mandarins summoned hastily to discuss somebody’s fine dream in a conference as hastily terminated, so that that very evening the people are drummed out of their beds to carry out what has been decided, even if it should be nothing but an illumination in honor of a god who may have shown great favor to their masters the day before, only to drive them into some dark corner with cudgel blows tomorrow, almost before the illuminations have died down. Far rather do I believe that the high command has existed from all eternity, and the decision to build the wall likewise. Unwitting peoples of the north, who imagined they were the cause of it! Honest, unwitting Emperor, who imagined he decreed it! We builders of the wall know that it was not so and hold our tongues.

  During the building of the wall and ever since to this very day I have occupied myself almost exclusively with the comparative history of races – there are certain questions that one can probe to the marrow, as it were, only by this method and I have discovered that we Chinese possess certain folk and political institutions that are unique in their clarity, others again unique in their obscurity. The desire to trace the cause of these phenomena, especially the latter, has always intrigued me and intrigues me still, and the building of the wall is itself essentially involved with these problems.

  Now one of the most obscure of our institutions is that of the empire itself. In Peking, naturally, at the imperial court, there is some clarity to be found on this subject, though even that is more illusive than real. Also the teachers of political law and history in the schools of higher learning claim to be exactly informed on these matters, and to be capable of passing on their knowledge to their students. The farther one descends among the lower schools the more, naturally enough, does one find teachers’ and pupils’ doubts of their own knowledge vanishing, and superficial culture mounting sky-high around a few precepts that have been drilled into people’s minds for centuries, precepts which, though they have lost nothing of their eternal truth, remain eternally invisible in this fog of confusion.

  But it is precisely this question of the empire which in my opinion the common people should be asked to answer, since after all they are the empire’s final support. Here, I must confess, I can only speak once more for my native place. Except for the nature gods, and their ritual which fills the whole year in such beautiful and rich alternation, we think only about the Emperor. But not about the present one; or rather we would think about the present one if we knew who he was or knew anything definite about him. True – and it is the sole curiosity that fills us – we are always trying to get information on this subject, but, strange as it may sound, it is almost impossible to discover anything, either from pilgrims, though they have wandered through much of our land, or from near or distant villages, or from sailors, though they have navigated not only our little stream, but also the sacred rivers. One hears a great many things, true, but can gather nothing definite.

  So vast is our land that no fable could do justice to its vastness, the heavens can scarcely span it – and Peking is only a dot in it, and the imperial palace less than a dot. The Emperor as such, on the other hand, is mighty throughout all the hierarchies of the world: admitted. But the existent Emperor, a man like us, lies much like us on a couch which is of generous proportions, perhaps, and yet very possibly may be quite narrow and short. Like us he sometimes stretches himself and when he is very tired yawns with his delicately cut mouth. But how should we know anything about that –thousands of miles away in the south – almost on the borders of the Tibetan Highlands? And besides, any tidings, even if they did reach us, would arrive far too late, would have become obsolete long before they reached us. The Emperor is always surrounded by a brilliant and yet ambiguous throng of nobles and courtiers – malice and enmity in the guise of servants and friends – who form a counterweight to the imperial power and perpetually labor to unseat the ruler from his place with poisoned arrows. The Empire is immortal, but the Emperor himself totters and falls from his throne, yes, whole dynasties sink in the end and breathe their last in one death rattle. Of these struggles and sufferings the people will never know; like tardy arrivals, like strangers in a city, they stand at the end of some densely thronged side street peacefully munching the food they have brought with them, while far away in front, in the Market Square at the heart of the city, the execution of their ruler is proceeding.

  There is a parable that describes this situation very well: The Emperor, so it runs, has sent a message to you, the humble subject, the insignificant shadow cowering in the remotest distance before the imperial sun; the Emperor from his deathbed has sent a message to you alone. He has commanded the messenger to kneel down by the bed, and has whispered the message to him; so much store did he lay on it that he ordered the messenger to whisper it back into his ear again. Then by a nod of the head he has confirmed that it is right. Yes, before the assembled spectators of his death –all the obstructing walls have been broken down, and on the spacious and loftily mounting open staircases stand in a ring the great princes of the Empire – before all these he has delivered his message. The messenger immediately sets out on his journey; a powerful, an indefatigable man; now pushing with his right arm, now with his left, he cleaves a way for himself through the throng; if he encounters resistance he points to his breast, where the symbol of the sun glitters; the way is made easier for him than it would be for any other man. But the multitudes are so vast; their numbers have no end. If he could reach the open fields how fast he would fly, and soon doubtless you would hear the welcome hammering of his fists on your door. But instead how vainly does he wear out his strength; still he is only making his way through the chambers of the innermost palace; never will he get to the end of them; and if he succeeded in that nothing would be gained; he must next fight his way down the stair; and if he succeeded in that nothing would be gained; the courts would still have to be crossed; and after the courts the second o
uter palace; and once more stairs and courts; and once more another palace; and so on for thousands of years; and if at last he should burst through the outermost gate –but never, never can that happen – the imperial capital would lie before him, the center of the world, crammed to bursting with its own sediment. Nobody could fight his way through here even with a message from a dead man. But you sit at your window when evening falls and dream it to yourself.

  Just so, as hopelessly and as hopefully, do our people regard the Emperor. They do not know what Emperor is reigning, and there exist doubts regarding even the name of the dynasty. In school a great deal is taught about the dynasties with the dates of succession, but the universal uncertainty in this matter is so great that even the best scholars are drawn into it. Long-dead emperors are set on the throne in our villages, and one that only lives on in song recently had a proclamation of his read out by the priest before the altar. Battles that are old history are new to us, and one’s neighbor rushes in with a jubilant face to tell the news. The wives of the emperors, pampered and overweening, seduced from noble custom by wily courtiers, swelling with ambition, vehement in their greed, uncontrollable in their lust, practice their abominations ever anew. The more deeply they are buried in time the more glaring are the colors in which their deeds are painted, and with a loud cry of woe our village eventually hears how an Empress drank her husband’s blood in long draughts thousands of years ago.

  Thus, then, do our people deal with departed emperors, but the living ruler they confuse among the dead. If once, only once in a man’s lifetime, an imperial official on his tour of the provinces should arrive by chance at our village, make certain announcements in the name of the government, scrutinize the tax lists, examine the school children, inquire of the priest regarding our doings and affairs, and then, before he steps into his sedan chair, should sum up his impressions in verbose admonitions to the assembled commune – then a smile flits over every face, people throw surreptitious glances at each other, and bend over their children so as not to be observed by the official. Why, they think to themselves, he’s speaking of a dead man as if he were alive, this Emperor of his died long ago, the dynasty is blotted out, the good official is having his joke with us, but we will behave as if we did not notice it, so as not to offend him. But we shall obey in earnest no one but our present ruler, for not to do so would be a crime. And behind the departing sedan chair of the official there rises in might as ruler of the village some figure fortuitously exalted from an urn already crumbled to dust.

  Similarly our people are but little affected by revolutions in the state or contemporary wars. I recall an incident in my youth. A revolt had broken out in a neighboring, but yet quite distant, province. What caused it I can no longer remember, nor is it of any importance now; occasions for revolt can be found there any day, the people are an excitable people. Well, one day a leaflet published by the rebels was brought to my father’s house by a beggar who had crossed that province. It happened to be a feast day, our rooms were filled with guests, the priest sat in the center and studied the sheet. Suddenly everybody started to laugh, in the confusion the sheet was torn, the beggar, who however had already received abundant alms, was driven out of the room with blows, the guests dispersed to enjoy the beautiful day. Why? The dialect of this neighboring province differs in some essential respects from ours, and this difference occurs also in certain turns of the written word, which for us have an archaic character. Hardly had the priest read two pages before we had come to our decision. Ancient history told long ago, old sorrows long since healed. And though – so it seems to me in recollection – the gruesomeness of the living present was irrefutably conveyed by the beggar’s words, we laughed and shook our heads and refused to listen any longer. So eager are our people to obliterate the present.

  If from such appearances anyone should draw the conclusion that in reality we have no Emperor, he would not be far from the truth. Over and over again it must be repeated: There is perhaps no people more faithful to the Emperor than ours in the south, but the Emperor derives no advantage from our fidelity. True, the sacred dragon stands on the little column at the end of our village, and ever since the beginning of human memory it has breathed out its fiery breath in the direction of Peking in token of homage – but Peking itself is far stranger to the people in our village than the next world. Can there really be a village where the houses stand side by side, covering all the fields for a greater distance than one can see from our hills, and can there be dense crowds of people packed between these houses day and night? We find it more difficult to picture such a city than to believe that Peking and its Emperor are one, a cloud, say, peacefully voyaging beneath the sun in the course of the ages.

  Now the result of holding such opinions is a life on the whole free and unconstrained. By no means immoral, however; hardly ever have I found in my travels such pure morals as in my native village. But yet a life that is subject to no contemporary law, and attends only to the exhortations and warnings that come to us from olden times.

  I guard against generalizations, and do not assert that in all the ten thousand villages in my province it is so, far less in all the five hundred provinces of China. Yet perhaps I may venture to assert on the basis of the many writings on this subject which I have read, as well as from my own observation – the building of the wall in particular, with its abundance of human material, provided a man of sensibility with the opportunity of traversing the souls of almost all the provinces – on the basis of all this, then, perhaps I may venture to assert that the prevailing attitude to the Emperor shows persistently and universally something fundamentally in common with that of our village. Now I have no wish whatever to represent this attitude as a virtue; on the contrary. True, the essential responsibility for it lies with the government, which in the most ancient empire in the world has not yet succeeded in developing, or has neglected to develop, the institution of the empire to such precision that its workings extend directly and unceasingly to the farthest frontiers of the land. On the other hand, however, there is also involved a certain feebleness of faith and imaginative power on the part of the people, that prevents them from raising the empire out of its stagnation in Peking and clasping it in all its palpable living reality to their own breasts, which yet desire nothing better than but once to feel that touch and then to die.

  This attitude then is certainly no virtue. All the more remarkable is it that this very weakness should seem to be one of the greatest unifying influences among our people; indeed, if one may dare to use the expression, the very ground on which we live. To set about establishing a fundamental defect here would mean undermining not only our consciences, but, what is far worse, our feet. And for that reason I shall not proceed any further at this stage with my inquiry into these questions.

  Translated by Willa and Edwin Muir

  The Knock at the Manor Gate

  IT WAS SUMMER, a hot day. With my sister I was passing the gate of a great house on our way home. I cannot tell now whether she knocked on the gate out of mischief or out of absence of mind, or merely threatened it with her fist and did not knock at all. A hundred paces further on along the road, which here turned to the left, began the village. We did not know it very well, but no sooner had we passed the first house when people appeared and made friendly or warning signs to us; they were themselves apparently terrified, bowed down with terror. They pointed toward the manor house that we had passed and reminded us of the knock on the gate. The proprietor of the manor would charge us with it, the interrogation would begin immediately. I remained quite calm and also tried to calm my sister’s fears. Probably she had not struck the door at all, and if she had, nowhere in the world would that be a reason for prosecution. I tried to make this clear to the people around us; they listened to me but refrained from passing any opinion. Later they told me that not only my sister, but I too, as her brother, would be charged. I nodded and smiled. We all gazed back at the manor, as one watches a distant smoke cl
oud and waits for the flames to appear. And right enough we presently saw horsemen riding in through the wide-open gate. Dust rose, concealing everything, only the tops of the tall spears glittered. And hardly had the troop vanished into the manor courtyard before they seemed to have turned their horses again, for they were already on their way to us. I urged my sister to leave me, I myself would set everything right. She refused to leave me. I told her that she should at least change, so as to appear in better clothes before these gentlemen. At last she obeyed and set out on the long road to our home. Already the horsemen were beside us, and even before dismounting they inquired after my sister. She wasn’t here at the moment, was the apprehensive reply, but she would come later. The answer was received almost with indifference; the important thing seemed their having found me. The chief members of the party appeared to be a young lively fellow, who was a judge, and his silent assistant, who was called Assmann. I was asked to enter the farmhouse. Shaking my head and hitching up my trousers, I slowly began to move, while the sharp eyes of the party scrutinized me. I still half believed that a word would be enough to free me, a city man, and with honor too, from this peasant folk. But when I had stepped over the threshold of the parlor the judge, who had hastened in front and was already awaiting me, said: ‘I’m really sorry for this man.’ And it was beyond all possibility of doubt that by this he did not mean my present state, but something that was to happen to me. The room looked more like a prison cell than the parlor of a farmhouse. Great stone flags on the floor, dark, quite bare walls, into one of which an iron ring was fixed, in the middle something that looked half a pallet, half an operating table.